-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L/c/T/hUIcnI4FlM2Yw1BMiDsaoZvixnx8HXtFPezfmgvRbPra+mj/0Auryp94mM ztGyOlTHOR2ssK9rFHsVHw== 0000950137-04-005360.txt : 20040630 0000950137-04-005360.hdr.sgml : 20040630 20040630143034 ACCESSION NUMBER: 0000950137-04-005360 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040630 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CERUS CORP CENTRAL INDEX KEY: 0001020214 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 680262011 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51875 FILM NUMBER: 04891053 BUSINESS ADDRESS: STREET 1: 2411 STANWELL DR CITY: CONCORD STATE: CA ZIP: 94520 BUSINESS PHONE: 9252886000 MAIL ADDRESS: STREET 1: 2525 STANWELL DRIVE STREET 2: STE 300 CITY: CONCORD STATE: CA ZIP: 94520 FORMER COMPANY: FORMER CONFORMED NAME: CERUS TECHNOLOGIES INC DATE OF NAME CHANGE: 19960731 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAXTER INTERNATIONAL INC & SUBSIDIARIES PENSION TRUST CENTRAL INDEX KEY: 0001072848 IRS NUMBER: 043259740 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE BAXTER PKWY CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8479482000 MAIL ADDRESS: STREET 1: ONE BAXTER PKWY CITY: DEERFIELD STATE: IL ZIP: 60015 SC 13G/A 1 c86457a2sc13gza.txt AMENDMENT NO.2 TO SCHEDULE 13G OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response......11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* CERUS CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) COMMON SHARES $0.001 PAR VALUE PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 157085 10 1 - -------------------------------------------------------------------------------- (CUSIP Number) Charles W. Thurman BAXTER INTERNATIONAL INC. and SUBSIDIARIES PENSION TRUST One Baxter Parkway Deerfield, Illinois 60015 (847) 948-2403 ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 20, 2004 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1745 (12-02) CUSIP No. 157085 10 1 - -------------------------------------------------------------------------------- 1. Names Of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). BAXTER INTERNATIONAL INC. and SUBSIDIARIES PENSION TRUST Tax Identification Number 04-3259740 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Massachusetts - -------------------------------------------------------------------------------- 5. Sole Voting Power Number of -0- Shares ----------------------------------------------------------------- 6. Shared Voting Power Beneficially -0- Owned by Each ----------------------------------------------------------------- 7. Sole Dispositive Power Reporting -0- Person ----------------------------------------------------------------- 8. Shared Dispositive Power With -0- - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person -0- - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (11) -0- - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) EP - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2 This Amendment No. 2 to Schedule 13G relates to the holdings of Baxter International Inc. and Subsidiaries Pension Trust, a trust organized under the laws of Massachusetts ("Holder") of common stock, $0.001 par value per share ("Common Stock") of Cerus Corporation, a Delaware corporation (the "Company"). This Amendment No. 2 to Schedule 13G amends and restates the cover page and Items 4 and 5 of the Holder's Schedule 13G dated December 16, 2003 relating to its holdings of Common Stock of the Company. 3 ITEM 4. OWNERSHIP. Item 4 is hereby amended and restated in its entirety as follows: Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 0 shares* (b) Percent of class: 0% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0. (ii) Shared power to vote or to direct the vote: 0. (iii) Sole power to dispose or to direct the disposition of: 0. (iv) Shared power to dispose or to direct the disposition of: 0. * As of June 23, 2004, the Holder ceased to own any shares of Common Stock of the Company. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Item 5 is hereby amended and restated in its entirety as follows: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned trust certifies that the information set forth in this Statement is true, complete and correct. Dated: June 29, 2004 BAXTER INTERNATIONAL INC. and SUBSIDIARIES PENSION TRUST By: /s/ ROBERT F. WEBER ---------------------- Robert F. Weber, Attorney-in-fact 5 EX-99.1 2 c86457a2exv99w1.txt EXHIBIT 99.1 EXHIBIT 99.1 POWER OF ATTORNEY The undersigned constitutes and appoints Robert F. Weber and Marc Mangoubi of Seyfarth Shaw LLP, and each of them, as the undersigned's true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for the undersigned and in the undersigned's name, place and stead, to sign any and all (1) Forms 144 under the Securities Act of 1933 and Rule 144 thereunder, (2) Securities and Exchange Commission statements of beneficial ownership of securities on Forms 3, 4 and 5 as required under Section 16(a) of the Securities Exchange Act of 1934, and (3) Securities and Exchange Commission Schedule 13D or Schedule 13G beneficial ownership reports as required under Section 13(d) of the Securities Exchange Act of 1934, in each case relating to the securities of Cerus Corporation (the "Company"), and to file the same with all exhibits thereto and other documents in connection therewith, and all amendments thereto, with the Securities and Exchange Commission, the Company and any applicable securities exchange, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each act and thing requisite and necessary to be done under said Rule 144, Section 16(a) and Section 13(d), as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, and each of them, may lawfully do or cause to be done by virtue hereof. A copy of this power of attorney shall be filed with the Securities and Exchange Commission. The authorization set forth above shall continue in full force and effect until the undersigned revokes such authorization by written instructions to the attorneys-in-fact. The authority granted hereby shall in no event be deemed to impose or create any duty on behalf of the attorneys-in-fact with respect to the undersigned's obligations to file Forms 144, Forms 3, 4 and 5, or Schedules 13D or 13G with the Securities and Exchange Commission. Dated: February 18, 2004 BAXTER INTERNATIONAL INC. and SUBSIDIARIES PENSION TRUST By: /s/ Charles W. Thurman -------------------------------- Charles W. Thurman for Its Investment Committee -----END PRIVACY-ENHANCED MESSAGE-----